US-China International Financial Services Co., Ltd.

IP—IPO consultant

HKIPX listing
- 1.Public disclosure of intellectual property information
- 2.Promotion of mainland and Hong Kong projects
- 3.The operating company meets the requirements of board transfer
Signing a consultancy service agreement
- 1.Due diligence
- 2.Asset restructuring
- 3.Intellectual property
- 4.Business model
- 5.Red chip architecture
Assist in guiding corporate compliance
- 1.Corporate valuation
- 2.Audit report
- 3.Legal instruments
- 4.Business plan
Corporate financing consultant
- 1.Prospectus
- 2.Project reply meeting
- 3.Selected market makers

NYSE listing
Nasdaq listing
Stock Exchange listing
HKIPX listing

NEW YORK STOCK EXCHANGE

NYSE

Located at 18 Broadway, New York, NY, on the south side of Wall Street. It is the company with the highest market capitalization of listed companies and the second trading volume. There are about 3,000 companies listed on the market by NYSE, with a global market value of 15 trillion US dollars. At the end of April 2005, NYSE acquired the all-electronic stock exchange (Archipelago) and became a profitable institution. Commonly known as the international main board, there are profit requirements (except for exemption), IPO needs to be publicly funded, mainly based on traditional heavy-asset enterprises (heavy industry, finance, banking, large-scale well-known enterprises), institutional investors, insurance, social security, family Funds, investment banks, large brokerages and other stable investors are the main players.

Listing requirements

The New York Stock Exchange has strict requirements for the company's listing, and has high requirements on the company's profitability and assets.

	Global Market	US domestic company
Equity indicator	（1）The number of shares held by the public is not less than 2.5 million shares; （2）The number of shareholders with more than 100 shares is not less than 5,000; （3）The company's stock market value is not less than 100 million US dollars;	（1）The public has not less than 1.1 million shares of the company; （2）The company has at least 2,000 investors, each of which has more than 100 shares; （3）The issuance of common shares shall be not less than US$40 million at market prices.
financial indicator	（1）The company's net tangible assets are not less than 100 million US dollars; （2）The company must make continuous profits in the last three financial years, and not less than $2.5 million in the last year, not less than $2 million in the previous two years or not less than $4.5 million in the last year, The cumulative total is not less than 6.5 million US dollars in three years; （3）Multiple requirements for the management and operation of the company; （4）Other relevant factors, such as the relative stability of the company's industry, the company's position in the industry, the market conditions of the company's products, the company's prospects, and the public's interest of the company's stock.	（1）The company's net tangible assets are not less than 40 million US dollars; （2）The company's pre-tax profits of last year are not less than 2.5 million US dollars.
Listing timetable	Listing applications usually take four to six weeks to process, and the time frame is variable. If there is no problem with the application and the company responds quickly to our staff, the timetable can be significantly shortened. The first week: The company submit the listing application, and the staff of the listing department of the NYSE begin to review. Week 2: The staff complete the preliminary review and prepare a letter of advice. Week 3: The company respond to any questions raised by the staff. Week 4: The staff complete the audit and the company will be approved for listing.

Global Market

US domestic company

Equity indicator

（1）The number of shares held by the public is not less than 2.5 million shares;

（2）The number of shareholders with more than 100 shares is not less than 5,000;

（3）The company's stock market value is not less than 100 million US dollars;

（1）The public has not less than 1.1 million shares of the company;

（2）The company has at least 2,000 investors, each of which has more than 100 shares;

（3）The issuance of common shares shall be not less than US$40 million at market prices.

financial indicator

（1）The company's net tangible assets are not less than 100 million US dollars;

（2）The company must make continuous profits in the last three financial years, and not less than $2.5 million in the last year, not less than $2 million in the previous two years or not less than $4.5 million in the last year, The cumulative total is not less than 6.5 million US dollars in three years;

（3）Multiple requirements for the management and operation of the company;

（4）Other relevant factors, such as the relative stability of the company's industry, the company's position in the industry, the market conditions of the company's products, the company's prospects, and the public's interest of the company's stock.

（1）The company's net tangible assets are not less than 40 million US dollars;

（2）The company's pre-tax profits of last year are not less than 2.5 million US dollars.

Listing timetable

Listing applications usually take four to six weeks to process, and the time frame is variable. If there is no problem with the application and the company responds quickly to our staff, the timetable can be significantly shortened.

The first week: The company submit the listing application, and the staff of the listing department of the NYSE begin to review.

Week 2: The staff complete the preliminary review and prepare a letter of advice.

Week 3: The company respond to any questions raised by the staff.

Week 4: The staff complete the audit and the company will be approved for listing.

National Association of Securities Dealers Automated Quotations

NASDAQ

Fully known as the National Association of Securities Dealers Automated Quotations, it is an electronic securities trading institution in the United States that is owned and operated by NASDAQ Stock Market. NASDAQ is the abbreviation of the National Securities Industry Association's automatic rate reporting system. Founded in 1971, NASDAQ has become one of the largest stock markets in the world. Commonly known as the international main board, strict supervision, profitable requirements (except for pardon), IPO need to be publicly funded, the world's earliest and largest OTC stock exchange market, all take computer network transactions (no stock trading floor); global enterprises can be listed, global investment Those who can buy and sell transactions; mainly focus on light asset-based enterprises such as Internet, technology, and innovation, rely mainly on the Internet industry to raise their popularity; currently the world's largest stock exchange market, financing amount first, transaction volume first, average price-earnings ratio 30 times; investors are relatively professional, mostly for the pursuit of high-yield investors and institutions, 75% are institutional investors, 25% are retail investors; is a subsidiary of the OTC Securities Trading Group derivative independent operating exchange.

Listing requirements

	Global capital market
Equity indicator	（1）1 million circulating shares; （2）The lowest share price is 4 US dollars; （3）More than 300 shareholders; （4）There are more than 3 market makers; （5）The market value of publicly issued shares is not less than 15 million US dollars.
financial indicator	（1）The company's net assets amount to US$5 million or annual after-tax profits exceed US$750,000 (in the last fiscal year or 2 years in the last 3 fiscal years) or the market value of listed stocks is not less than US$50 million; （2）Having a business record of not less than 2 years; （3）Company regulation is required.

Global capital market

Equity indicator

（1）1 million circulating shares;

（2）The lowest share price is 4 US dollars;

（3）More than 300 shareholders;

（4）There are more than 3 market makers;

（5）The market value of publicly issued shares is not less than 15 million US dollars.

financial indicator

（1）The company's net assets amount to US$5 million or annual after-tax profits exceed US$750,000 (in the last fiscal year or 2 years in the last 3 fiscal years) or the market value of listed stocks is not less than US$50 million;

（2）Having a business record of not less than 2 years;

（3）Company regulation is required.

Hong Kong Exchanges

HKEx

Hong Kong Exchanges, the full name of "Hong Kong Exchanges and Clearing Limited" (HKEx), is the second largest securities market in Asia. Hong Kong is close to the Mainland and has great appeal to mainland enterprises.

Listing requirements

The Hong Kong Stock Exchange can be divided into the main board market and the GEM market. The two markets have different listing requirements.

	Main board market	Growth Enterprise Market
Scale	Funds are mainly raised for larger, better-based companies with a profitable record.
Equity indicator	（1）The minimum public shareholding is 25% (if the issuer's market exceeds HK$4 billion, the minimum can be reduced to 10%); （2）The market value at the time of listing must reach HK$100 million; （3）There must be at least 100 shareholders at the time of listing, and the issue amount of HK$1 million must be held by not less than 3 shareholders;	（1）Minimum market value: There is no specific provision, but it can not be less than HK$46 million when it is listed; （2）Minimum public shareholding: HK$30 million or 25% of the issued share capital (if the market value exceeds HK$4 billion, the minimum public shareholding can be reduced to 20%);
Financial indicator	（1）Total profit for the three years prior to the listing (profit refers to total profit) of HK$50 million (the latest year must reach HK$20 million); （2）The three-year business record period shall be operated under substantially the same management and ownership; （3）Information disclosure: two financial reports for a year; （4）Underwriting arrangements: Open for sale for subscription must be fully underwritten.	（1）Business records and profit requirements: There is no minimum profit requirement. However, the company must have an “active business record” for 24 months (such as turnover, total assets or market capitalization at the time of listing of more than HK$500 million, the issuer can apply to reduce the “active business record” to 12 months); （2）Management, company ownership: During the “active business record” period, it must be operated under substantially the same management and ownership; （3） Information disclosure: quarterly disclosure, the interim report and the annual report must show the comparison between actual business performance and business objectives; （4）Underwriting arrangement: There is no hard underwriting requirement, but if the issuer wants to raise new funds, the new shares can only be listed when the minimum subscription amount listed in the prospectus is reached.

Main board market

Growth Enterprise Market

Scale

Funds are mainly raised for larger, better-based companies with a profitable record.

Equity indicator

（1）The minimum public shareholding is 25% (if the issuer's market exceeds HK$4 billion, the minimum can be reduced to 10%);

（2）The market value at the time of listing must reach HK$100 million;

（3）There must be at least 100 shareholders at the time of listing, and the issue amount of HK$1 million must be held by not less than 3 shareholders;

（1）Minimum market value: There is no specific provision, but it can not be less than HK$46 million when it is listed;

（2）Minimum public shareholding: HK$30 million or 25% of the issued share capital (if the market value exceeds HK$4 billion, the minimum public shareholding can be reduced to 20%);

Financial indicator

（1）Total profit for the three years prior to the listing (profit refers to total profit) of HK$50 million (the latest year must reach HK$20 million);

（2）The three-year business record period shall be operated under substantially the same management and ownership;

（3）Information disclosure: two financial reports for a year;

（4）Underwriting arrangements: Open for sale for subscription must be fully underwritten.

（1）Business records and profit requirements: There is no minimum profit requirement. However, the company must have an “active business record” for 24 months (such as turnover, total assets or market capitalization at the time of listing of more than HK$500 million, the issuer can apply to reduce the “active business record” to 12 months);

（2）Management, company ownership: During the “active business record” period, it must be operated under substantially the same management and ownership;

（3） Information disclosure: quarterly disclosure, the interim report and the annual report must show the comparison between actual business performance and business objectives;

（4）Underwriting arrangement: There is no hard underwriting requirement, but if the issuer wants to raise new funds, the new shares can only be listed when the minimum subscription amount listed in the prospectus is reached.

Hong Kong International Property Exchange

HKIPX

The Hong Kong Intellectual Property Exchange (HKIPX) is an intellectual property trading platform approved by the Hong Kong Government, guided by the Hong Kong Intellectual Property Department and recommended by the US-China Business Association. Providing services such as equity information release, equity financing, equity transfer, listing planning, restructuring and restructuring, project mergers and acquisitions, brand communication, etc. for companies from 48 countries and regions across Asia, providing domestic and overseas IPO roadshows, capital docking, backdoor listing and other international motherboards. A complete set of solutions for listing.


Application information	(1) The company's business license (three certificates in one); (2) Business plan book (including company introduction, team introduction, product introduction, market scale, core competitiveness, development prospects, corporate honor, benchmarking enterprise); (3) Financial statements and future financial projections for the last two years; (4) Intellectual property (trademark, patent, copyright) certificate and related information (scanned parts and detailed list) of application and change. Note: The above information is stamped with the official seal of the company.
Application request	(1) The company is legally established and has survived for 2 years, and the company has the ability to continue operations; (2) The company's main business is outstanding, with a record of continuous operations, a sound governance mechanism, and legally regulated operations; (3) The company's intellectual property rights are clear, legal and compliant, and there is no violation of the rights and interests of others; (4) The number of shareholders is less than 50; (5) The company has a registered capital of more than 5 million yuan; (6) The right to register intellectual property rights has been more than 2 years, and the total accumulated profits in 2 years are more than 3 million; (7) After the adjustment,the enterprise whose IP value reach 8 million can be listed above.
application process	(1) Project establishment; (2) Due diligence; (3) Audit of members of the risk control and compensation committee; (4) Voted on; (5) Product designed; (6) Management of listed members.

Application information

(1) The company's business license (three certificates in one);

(2) Business plan book (including company introduction, team introduction, product introduction, market scale, core competitiveness, development prospects, corporate honor, benchmarking enterprise);

(3) Financial statements and future financial projections for the last two years;

(4) Intellectual property (trademark, patent, copyright) certificate and related information (scanned parts and detailed list) of application and change.

Note: The above information is stamped with the official seal of the company.

Application request

(1) The company is legally established and has survived for 2 years, and the company has the ability to continue operations;

(2) The company's main business is outstanding, with a record of continuous operations, a sound governance mechanism, and legally regulated operations;

(3) The company's intellectual property rights are clear, legal and compliant, and there is no violation of the rights and interests of others;

(4) The number of shareholders is less than 50;

(5) The company has a registered capital of more than 5 million yuan;

(6) The right to register intellectual property rights has been more than 2 years, and the total accumulated profits in 2 years are more than 3 million;

(7) After the adjustment,the enterprise whose IP value reach 8 million can be listed above.

application process

(1) Project establishment;

(2) Due diligence;

(3) Audit of members of the risk control and compensation committee;

(4) Voted on;

(5) Product designed;

(6) Management of listed members.

IP transaction

Through market innovation, financial innovation, and transaction model innovation, we build an international platform for fair, just and open intellectual property transactions, circulation, and investment and financing. In accordance with trading rules and various trading agreements, global compliance and permitted intellectual property rights are designed to be invested and financed into trading platforms for global users and investors. Allowing issuers, market makers, dealers, brokers, investors, intellectual property holders and users, and participants in the growing IP market to successfully complete intellectual property transfers, facilitate transactions, price discovery, law enforcement, and Market surveillance and the need for data distribution. In order to facilitate the investment of intellectual property-related assets and their risk management, it has opened up a shortcut for intellectual property holders to deeply explore the new value of their intangible assets, create an efficient intellectual property transfer market, and increase asset value.

Intellectual property
Capitalization of property rights
Capital standardization

知識産權資本市場

IP Capital Market

The intellectual property capital market is based on patent technology, trademark brand, copyright, digital assets and other intangible assets, the redemption rate of intellectual property value is the standard, and the market consists of financing instruments with the time limit of one year or more.

A distinctive sign that identifies a good or service as a commodity or service produced or provided by a particular individual or business.
Trademark brand
Refers to non-monetary assets that are owned or controlled by a business or individual, in the form of electronic data, held in a daily activity for sale or in the production process.
Digital assets
Such as audiovisual copyrights, publishing (including digital publishing) copyrights, software (including game animation) copyrights, intangible cultural heritage copyrights, works of art and other industry categories involving transactions in copyright and copyright derivatives.
Copyright assets
Including inventions, utility models, designs, technical know-how and trade secrets.
Patented technology

Providing a new way of financing with intellectual property rights, helping companies to solve the bottleneck of funds without diluting their equity and increasing their debts, pushing enterprises into the capital market, standardizing and marketing their IP, and obtaining the required funds. The growth-oriented SMEs will use the HKIPX as a springboard to lay a better market foundation for future transfer to the US or Hong Kong. Therefore, we believe that HKIPX has important implications for SMEs.

Enterprises listing

Enterprises listing Expanding the international pipeline for IP projects, attracting the eyes of global investors, enhancing innovation capabilities and core competitiveness, demonstrating strength and value, and establishing an authoritative value system for IP projects.
Intellectual property standardization
design

Intellectual property standardization design Design investment and financing products to enter the trading platform, and issue and trade global users and investors to promote their global circulation and realization.
Valuation certification

Valuation certification This includes a comprehensive assessment of IP-related data, company and target business interests, the company's financial position and profitability, and the contribution of the IP to the industry.
Docking international capital

Docking international capital It provides top resources from tens of thousands of investment institutions, funds and investment banks around the world to connect with international capital.
Financing abroad

Financing abroad Provide new financing channels based on intellectual property to deeply explore the new value of intellectual property projects and finance in international markets.
Overseas main board listing

Overseas main board listing Successful completion of IP-IPO, the main push enterprise successfully landed in Hong Kong or the US main board.

Market value management

HELP LISTED COMPANIES ESTABLISH BUSINESS PHILOSOPHY OF CREATING INTERACTION BETWEEN PRODUCTION AND FINANCING AND CREATING EVA

At present, most listed companies pay more attention to the profit problem of research, production and sales in the product market. As nobody knows, the capital market and the product market have different game rules and methods. Both industry and capital must interact; For the core competitiveness of the enterprise and the wealth of shareholders, the market value is the ultimate indicator, and the profit is only a transitional indicator; the profit will affect the market value. And the reverse is also true. The market value will also affect profits and development.

ESTABLISH A MANAGEMENT SYSTEM FOR MARKET VALUE MANAGEMENT

The generalized market value management system: The company's market value is calculated by multiplying the net profit by the price-earnings ratio, which is E x PE. All the important factors which related to market value and affecting the E and the one affecting the PE are effectively managed, and corresponding changes and optimization adjustments are made.

Earnings management:Based on the accounting standards, the enterprise management authority controls or adjusts the accounting income information reported by the enterprise to maximize the self-interest's own interests.

Entrepreneur team: The corporate team often determines whether the company can continue to earn money, and the corporate team is very important;

Core Competencies: Each company's core competencies due to size, marketing, branding, teamwork, etc. are not the same;

Business model: B2B, B2C or B2G, etc., to figure out how the company makes money;

Industrial layout: diversified or single industry, emerging or traditional industries, cyclical or non-cyclical industries, policy support or policy exit industries;

Stock market cycle: The cycle of the capital market. This circle contains bull market and bear market. There is a structural bear market in the bull market. There is also a structural bull market in the bear market. There are big cycles and small cycles in the whole stock market development process, and there are different themes in each cycle. This is the factor that affects the most P/E ratio;

Theme management: Listed companies have several themes. From the perspective of business, there are big data, bio-medical, Internet of Things, smart wear, new energy, environmental protection, security and other topics; from the style point of view, by the leading stocks, follow-up stocks, marginal stocks and other topics; from the sector, there is a large market value , small market capitalization, high-priced stocks, low-priced stocks, etc.;

4R management capabilities: Refers to investors, analysts, regulatory agencies and media relations. This is the four most important targets for listed companies facing the capital market, and they all need to be effectively managed;

Transferability: Effective evaluation through these two important indicators: undistributed profits, capital accumulation fund, may not be important in the financial field, but it is very important in the stock market;

Shareholder structure: The two companies with the same business, the shareholder structure is not the same, the price-earnings ratio is inevitable, such as: Buffett effect;

Market value range: The two companies in the same business, the price-earnings ratio is absolutely not the same for whose the market value of 10 billions and the market value of 100 billions. In general, the smaller the market value and the lower the stock price, the higher the price-earnings ratio.

VALUE REALIZATION IN MARKET VALUE FLUCTUATIONS

Increasing the company's competitiveness and promoting the company's sustainable growth. In the long run, price has return value surely, but in the short term due to the existence of irrational factors, it will always deviate from this line, either high or low. Then what action is done in this deviation process reflects the level of market value management.

We want to help listed companies:

When the price is lower than the intrinsic value, do some corresponding capital management actions, such as increasing in holdings, repurchase, and equity incentives;
When the price is higher than the intrinsic value, do some corresponding capital management actions, such as issuing additional shares, converting shares and Mergers and acquisitions, reductions. In this way, companies can enhance the company's competitiveness in the process of market value fluctuations.

Listed companies obtain lower financing costs from the capital market or use the capital market's premium pricing for equity to exchange assets or equity of other non-listed companies, thus increasing the company's core competitiveness and promoting the company's sustainable growth through this mechanism.

About us

US-China International Financial Services Co., Ltd. is a financial services leading organization established in Hong Kong based on the US-China Business Association (USCN) and Hong Kong Intellectual Property Exchange (HKIPX).

As an international organization, US-China International Financial Services Co., Ltd. has long been committed to providing Chinese companies with intellectual property incubation, cultivation, transfer, consultancy, overseas financing, mergers and acquisitions, market capitalization, and completion of IP-IPO's overseas main board listing. The number of companies in the series of services, direct and indirect services has exceeded 1,000.

The core team of US-China International Financial Services Co., Ltd. comes from the world's top financial institutions, investment banks, family funds, lawyers, etc., according to the actual situation of intellectual property rights of enterprises, deepen the new value of enterprise intellectual property, accurately evaluate the intellectual property rights of enterprises, and reflect the enterprise The true value of intellectual property. It also designs investment and financing products for the intellectual property of enterprises to enter the trading platform, and distributes and trades to global users and investors to promote its global circulation and realization. Establish a bridge between enterprises and investment institutions, realize the seamless connection between enterprises and investment institutions, and maximize the value of enterprise intellectual property!

Since its establishment, unity and cooperation, pioneering and innovation, pursuing excellence and leading the future are the core values of US-China International Financial Services Co., Ltd., with the prestige first, efficiency first, service first, customer first service. The purpose and professional, honest, pragmatic and efficient service concept have won high praise from many customers and cooperation organizations!

Looking forward to the future, US-China International Financial Services Co., Ltd. is a vision to become an influential intellectual property service between the United States and China and the world!

IP—IPO consultant

NEW YORK STOCK EXCHANGE

Listing requirements

The New York Stock Exchange has strict requirements for the company's listing, and has high requirements on the company's profitability and assets.

National Association of Securities Dealers Automated Quotations

Listing requirements

Hong Kong Exchanges

Listing requirements

The Hong Kong Stock Exchange can be divided into the main board market and the GEM market. The two markets have different listing requirements.

Hong Kong International Property Exchange

IP transaction

Market value management

HELP LISTED COMPANIES ESTABLISH BUSINESS PHILOSOPHY OF CREATING INTERACTION BETWEEN PRODUCTION AND FINANCING AND CREATING EVA

ESTABLISH A MANAGEMENT SYSTEM FOR MARKET VALUE MANAGEMENT

VALUE REALIZATION IN MARKET VALUE FLUCTUATIONS

About us

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